Please join us for a special webcast, Pursuing Rollovers in an Evolving Regulatory Landscape, on Monday, February 3, 2014,
from 4:15 p.m. to 5:15 p.m. (ET). Register now.
With the Department of Labor and FINRA looking more closely at practices surrounding IRA rollovers, the changing regulatory environment can present challenges to firms and their advisors conducting business in this space. To help our clients, Pershing engaged with Fred Reish, a recognized ERISA attorney and retirement plan expert, to identify steps to consider in this environment. In this webcast, Pershing’s experts will team up with Mr. Reish to discuss these steps, with ample time devoted to answering your pre-submitted questions.
| > | Prior to the webcast, submit any specific questions you would like answered during the webcast. |
| > | Read the related whitepaper now. |
| > | View the turnkey program that includes tools and resources to help advisors capture rollovers. |
| > | View the recent FINRA Regulatory Notice to firms. |
Please feel free to share this invitation with colleagues who may benefit from this webcast.
We look forward to your participation on Monday, February 3, 2014